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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Saranac | MI | 07/2000 | 09/2025 |
| Avantax Advisory Services | Saranac | MI | 06/2010 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Saranac | MI | 11/2009 | 09/2025 |
| Cetera Wealth Services, Llc | Saranac | MI | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Biggs, Dickinson & Roberts Wealth Mgmt. Srvcs., LLC~'NIR'~356 E. Main St.~Saranac~MI~48881~Other~Other~4/1/2011~40hrs~30hrs~Operational and/or Marketing Name for H.D. Vest Services 2) American Cancer Society; 356 E Main St~Saranac~MI~48881~Other~Other~4/1/2004~3hrs~1hrs~Chairperson of BHT&D team for Ionia Relay for Life
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-07 |
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