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Laura L Buchanan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Little Rock, AR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-04-17
AR RA APPROVED 1996-09-26
  • TX RA
    APPROVED_RES
    Since 2009-04-17
  • AR RA
    APPROVED
    Since 1996-09-26

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 12/1991 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-20
S63 Uniform Securities Agent State Law Examination 1988-03-24
  • S65 Uniform Investment Adviser Law Examination
    1996-08-20
  • S63 Uniform Securities Agent State Law Examination
    1988-03-24
Other Names
  • Laura L Wheeler
  • Laura Hanson
  • Laura Lee Wheeler

View on SEC IAPD

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Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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