Best Investors Account Sign in

Lori Ann Roberts

Raymond James & Associates, Inc.

Little Rock, AR

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2013-02-13
  • AR RA
    APPROVED
    Since 2013-02-13

Branch Locations

12921 Cantrell Road Suite 400, Little Rock, AR 72223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Little Rock AR 02/2013 Present
Previous Registrations
  • 2009-06-24 → 2013-02-13
    Morgan Keegan & Company, Llc
    Little Rock, AR
  • 2000-09-18 → 2009-06-15
    Citigroup Global Markets Inc.
    New York, NY
    Little Rock, AR
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-28
S63 Uniform Securities Agent State Law Examination 1996-01-25
  • S66 Uniform Combined State Law Examination
    2000-08-28
  • S63 Uniform Securities Agent State Law Examination
    1996-01-25
Other Names
  • Lori Ann Bullard

View on SEC IAPD

Other Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
UNITED CAPITAL FINANCIAL ADVISORS
NFSG CORPORATION
OSAIC WEALTH, INC.
LPL FINANCIAL LLC

Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
MARTIN BERNARD SILVERFIELD

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR
OSAIC WEALTH, INC. · LITTLE ROCK, AR

More in Little Rock, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor