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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2020-11-16
  • AR RA
    APPROVED
    Since 2020-11-16

Branch Locations

5111 Jerry Drive, Suite B, Little Rock, AR 72223 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Bryant AR 07/1993 11/2020
Raymond James Financial Services, Inc. Little Rock AR 11/2020 Present
Raymond James Financial Services Advisors, Inc. Little Rock AR 11/2020 Present
Previous Registrations
  • 2007-02-06 → 2020-11-16
    Little Rock, AR
    Little Rock, AR
Other Businesses

(1)Name of Business: Minton Wealth management Address: 5111 Jerry Dr Ste B, Little Rock, AR, 72211, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/13/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner/president

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-27
S63 Uniform Securities Agent State Law Examination 1993-11-26
  • S66 Uniform Combined State Law Examination
    2007-01-27
  • S63 Uniform Securities Agent State Law Examination
    1993-11-26

View on SEC IAPD

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