Best Investors Account Sign in

Franklin Christopher Scudder

Wells Fargo Clearing Services, LLC

Naples, FL

CRD 1755775

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-04-07
  • FL RA
    APPROVED
    Since 2009-04-07

Branch Locations

9110 Strada Pl 3Rd Fl [Ei-Rbo], Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Naples FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Naples FL 11/2016 Present
Previous Registrations
  • 2001-05-10 → 2009-04-01
    Banc Of America Investment Services, Inc.
    Naples, FL
    Naples, FL
Other Businesses

RENTAL PROPERTY; INV-RELATED; LAKE PLACID, FL; 100% OWNERSHIP; START 12/1/2014; HOURS: 0 PER MONTH; 0 DURING TRADING HOURS; DUTIES: LANDLORD.; NAPLES BAY YACHT STOWAGE CONDO ASSOCIATION, NOT INV RELATED, NAPLES, FL, VICE PRESIDENT, START 4/15/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, DISCUSSING MARINA OPERATIONS.; CO-TRUSTEE FOR DECEASED FRIENDS TRUST FBO HIS SON: INV. RELATED; NAPLES, FL; START 8/3/2020; 1 HR PER MONTH; 0 HRS DURING TRADING.; CO-TRUSTEE FOR DECEASED FRIENDS TRUST FBO HIS DAUGHTER: INV. RELATED; NAPLES, FL; START 8/3/2020; 1 HR PER MONTH; 0 HRS DURING TRADING.; EXECUTOR FOR FATHER, INV RELATED, NAPLES, FL, START: 8/16/2023, 5 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-30
S63 Uniform Securities Agent State Law Examination 1987-11-25
  • S65 Uniform Investment Adviser Law Examination
    1992-12-30
  • S63 Uniform Securities Agent State Law Examination
    1987-11-25
Other Names
  • Chris Scudder

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Naples, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor