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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-14
FL RA APPROVED 2016-08-18
  • TX RA
    APPROVED_RES
    Since 2017-03-14
  • FL RA
    APPROVED
    Since 2016-08-18

Branch Locations

2420 Vanderbilt Beach Rd Fl 1, Naples, FL 34109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Naples FL 01/2008 Present
Truist Advisory Services, Inc. Naples FL 08/2016 Present
Previous Registrations
  • 2006-11-29 → 2007-09-14
    Naples, FL
    Naples, FL
    Naples, FL
  • 2004-07-09 → 2006-11-20
    M&T Securities, Inc.
    Catonsville, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-28
S63 Uniform Securities Agent State Law Examination 1998-11-23
  • S65 Uniform Investment Adviser Law Examination
    2003-07-28
  • S63 Uniform Securities Agent State Law Examination
    1998-11-23
Other Names
  • Jennifer Walter
  • Jennifer Erna Walter

View on SEC IAPD

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