Mark Brown

Current Employers

Employment History

• 05/2006 → 11/2025
  M Brown & Associates
  Naperville, IL
• 05/2010 → Present
  Ausdal Financial Partners
  Davenport, IA

Previous Registrations

• 2005-02-28 → 2010-05-18
  Lpl Financial Llc
  Naperville, IL
  Plainfield, IL
  Plainfield, IL
• 1998-06-10 → 2006-12-05
  Herbst Financial Advisors, Inc.
  Plainfield, IL
• 2002-05-13 → 2005-03-02
  Wells Fargo Advisors Financial Network, Llc
  Plainfield, IL

Other Businesses

1) M BROWN OR M BROWN FINANCIAL ADVISORS; INVESTMENT RELATED; NAPERVILLE, IL; OUTSIDE INSURANCE SALES; AGENT; I DEVOTE APPX 40 HOURS PER MONTH WITH 25 OF THOSE HOURS DURING TRADING HOURS; ASSIST AGENTS IN OFFICE WITH CLIENT MEETINGS OFFERING VARIOUS INSURANCE PRODUCTS. 2) NAPER COURTYARDS CONDO ASSOCIATION; ILLINOIS; VICE PRESIDENT AS OF 08/2020; APPROX 5-10 HOURS PER MONTH, 5-10 HOURS DURING TRADING HOURS; NOT INVESTMENT RELATED; VICE PRESIDENT FOR THE NAPER COURTYARDS CONDO ASSOCIATION. DUTIES INCLUDE MEETINGS WITH BOARD MEMBERS AND ASSISTING AND MONITORING THE BUDGET AND EXPENSES; COMMISSION - BOARD MEMBER. 3) THE RYLEY GROUP; NAPERVILLE, IL; PROPERTY MANAGEMENT since 6/2006; PARTNER; APPROX 5-10 HOURS PER MONTH, 5-10 HOURS DURING TRADING HOURS; NOT INVESTMENT RELATED; owner of the business condo (The Ryley Group) is Wife's trust.; No compensation is received for this activity. 4) M BROWN FINANCIAL ADVISORS GROUP, INC; INVESTMNT RELATED; NAPERVILLE, IL; CORPORATE STRUCTURE; OWNER; ACTIVITY BEGAN JAN 2022; I DEVOTE APPX 10 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; PERSON IN CHARGE OF CORPORATE FINANCES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-28
• S63 Uniform Securities Agent State Law Examination
  1991-07-05

Designations