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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-12
FL RA APPROVED 2006-10-26
  • TX RA
    APPROVED_RES
    Since 2013-08-12
  • FL RA
    APPROVED
    Since 2006-10-26

Branch Locations

8700 Corkscrew Rd, Estero, FL 33928 • United States

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Estero FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Estero FL 11/2016 Present
Previous Registrations
  • 1999-10-21 → 2006-10-17
    Morgan Stanley Dw Inc.
    Bonita Springs, FL
    Bonitasprngs, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-08
  • S66 Uniform Combined State Law Examination
    1999-11-08

View on SEC IAPD

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