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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-22 |
| TN | RA | APPROVED | 2013-02-13 |
Branch Locations
1033 Demonbreun Street Suite 500, Nashville, TN 37203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Nashville | TN | 02/2013 | Present |
(1) Name of Business: Wild Bill's Address: 708 Vosswood Dr., Nashville, TN, 37205, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 04/24/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife is making a $25,000 investment in a private real estate limited partnership.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-25 |
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