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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2018-08-02 |
| TX | RA | APPROVED_RES | 2018-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | Edmond | OK | 05/2015 | 11/2017 |
| Guardian Life Insurance Company | Edmund | OK | 05/2015 | 11/2017 |
| Guardian Life Insurance | Oklahoma City | OK | 11/2017 | 08/2018 |
| Park Avenue Securities | Oklahoma City | OK | 11/2017 | 08/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2018 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/WK - 15/TRADING. 08/01/18. 2) M-ADVISOR, 11212 N MAY, STE 104, OKLAHOMA CITY, OK, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/01/15, INV REL, 20 HR/WK- 20/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-11-13 |
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