Steven Thomas Mindak

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1987 → Present
  New York Life Insurance Company
  Phoenix, AZ
• 11/1987 → Present
  Nylife Securities Llc
  Phoenix, AZ
• 02/2012 → Present
  Mindak Financial Group
  Scottsdale, AZ
• 09/2017 → 11/2021
  Mahoney Financial Organization, Llc
  Scottsdale, AZ

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 14850 N Scottsdale Rd, Suite 400, Scottsdale, AZ 85254; Start Date: 01/2002; Role/Title: Insurance Broker; Investment related] [OPERATING UNDER THE DBA NAME OF MINDAK FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS;OWNER; INVESTMENT RELATED; START DATE 02/2012; 8134 E Cactus Rd, Suite #600 Scottsdale AZ 85260] [NYLARC Holding Company; Reinsuring the life insurance that i write with NYlife; 51 Madison Ave New York NY 10010; Start Date 06/2005; Role/Title: Shareholder; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Jenks Landing LLC; Jenks Landing apartment development. Providing some capital to developer of Apartmentw in oklahoma; Tulsa oklahoma; Start Date 03/2023; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Ludlow House; Purchased a home that I rent to my son; 3616 E Ludlow Phx Az 85032; Start Date 01/2025; Role/Title: Owner; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-08-16
• S63 Uniform Securities Agent State Law Examination
  1987-11-25