Pamela Ann Fisher

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1984 → 05/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Salt Lake City, UT
• 03/2015 → 05/2021
  Bank Of America, N.A.
  Salt Lake City, UT
• 05/2021 → Present
  Raymond James & Associates, Inc.
  Salt Lake City, UT
• 01/2020 → Present
  N/A - Rental Real Estate
  Salt Lake City, UT

Previous Registrations

• 2005-03-14 → 2021-05-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Salt Lake City, UT
  Salt Lake City, UT

Other Businesses

(1)Name of Business: Address: 3638 E Jupiter Drive, Salt Lake City, UT, 84124, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Joint owner of rental property.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-11
• S63 Uniform Securities Agent State Law Examination
  1989-05-31

Other Names

• Pamela Ann Smith