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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-03-02 |
Branch Locations
807-A Camarillo Springs Rd, Camarillo, CA 93012 • United States
Ventura, CA • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc. | Camarillo | CA | 03/2015 | Present |
| Mutual Advisors, Llc | Omaha | NE | 03/2015 | Present |
1. AYSO-68 Camarillo, Start Date: 02/05/2023, 152 West Park, Camarillo, CA 93010, 503 c Non Profit, Youth Soccer, Assistant Coach, Help Head Coach of Soccer team, Not Investment Related, 12 Hours per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-04 |
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