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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-14
  • CA RA
    APPROVED
    Since 2023-06-14

Branch Locations

1203 Flynn Road, Suite 250, Camarillo, CA 93012 • United States

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Folino Tax & Financial Network Camarillo CA 06/2006 05/2023
1St Global Capital Corp. Camarillo CA 10/2006 05/2023
Summit Brokerage Services Inc Camarillo CA 04/2011 09/2019
Summit Financial Group Camarillo CA 04/2011 05/2021
Cetera Advisor Networks Llc El Segundo CA 09/2019 05/2023
Lpl Financial Llc Camarillo CA 06/2023 Present
  • 06/2006 → 05/2023
    Folino Tax & Financial Network
    Camarillo, CA
  • 10/2006 → 05/2023
    1St Global Capital Corp.
    Camarillo, CA
  • 04/2011 → 09/2019
    Summit Brokerage Services Inc
    Camarillo, CA
  • 04/2011 → 05/2021
    Summit Financial Group
    Camarillo, CA
  • 09/2019 → 05/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2023 → Present
    Lpl Financial Llc
    Camarillo, CA
Previous Registrations
  • 2021-05-20 → 2023-06-06
    Cetera Wealth Services, Llc
    Camarillo, CA
  • 2011-04-01 → 2021-05-20
    Summit Financial Group Inc
    Camarillo, CA
  • 2007-03-27 → 2011-04-04
    1St Global Advisors Inc
    Camarillo, CA
Other Businesses

1) 6/08/2023- IHT WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported Business location(s) 2) 6/08/2023- HOOKS WEALTH & TAX SOLUTIONS -Tax Prep/Accounting/CPA- owner - Inv. Related- CAMARILLO, CA - start date 6/15/2023- 160hrs/mth 3) 6/08/2023- HOOKS WEALTH & TAX SOLUTIONS - DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported business location(s) -160hrs/mth 4) IHT WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 6/15/2023 - 160 Hours Per Month/ 40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through IHT WEALTH MANAGEMENT LLC, an independent investment advisor firm. I started this business activity in 6/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-13
  • S66 Uniform Combined State Law Examination
    2006-11-13
Designations
Other Names
  • Brad Hooks

View on SEC IAPD

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