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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-14 |
Branch Locations
1203 Flynn Road, Suite 250, Camarillo, CA 93012 • United States
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Folino Tax & Financial Network | Camarillo | CA | 06/2006 | 05/2023 |
| 1St Global Capital Corp. | Camarillo | CA | 10/2006 | 05/2023 |
| Summit Brokerage Services Inc | Camarillo | CA | 04/2011 | 09/2019 |
| Summit Financial Group | Camarillo | CA | 04/2011 | 05/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2019 | 05/2023 |
| Lpl Financial Llc | Camarillo | CA | 06/2023 | Present |
1) 6/08/2023- IHT WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported Business location(s) 2) 6/08/2023- HOOKS WEALTH & TAX SOLUTIONS -Tax Prep/Accounting/CPA- owner - Inv. Related- CAMARILLO, CA - start date 6/15/2023- 160hrs/mth 3) 6/08/2023- HOOKS WEALTH & TAX SOLUTIONS - DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported business location(s) -160hrs/mth 4) IHT WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 6/15/2023 - 160 Hours Per Month/ 40 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through IHT WEALTH MANAGEMENT LLC, an independent investment advisor firm. I started this business activity in 6/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-13 |
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