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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-18 |
| NY | RA | APPROVED | 2021-06-23 |
| FL | RA | APPROVED | 2014-06-20 |
Branch Locations
500 Portion Road Suite 4 & Suite 2, Lake Ronkonkoma, NY 11779 • United States
Lutz, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Lake Ronkonkoma | NY | 11/2013 | 07/2022 |
| B. Riley Wealth Management | Memphis | TN | 07/2022 | Present |
| B. Riley Wealth Advisors | Memphis | TN | 07/2022 | Present |
1. B. RILEY WEALTH TAX; NON INVESTMENT RELATED; ADDRESS SAME AS BRWM; TAX PREPARATION; TAX PREPARER; START DATE: 05/2024; 35 HRS/WEEK DEVOTED 20 DURING SECURITIES TRADING HRS. 2. B. RILEY WEALTH INSURANCE ; INVESTMENT RELATED; ADDRESS SAME AS BRWM; INSURANCE SALES; AGENT; START DATE: 7/2022; 20 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-23 |
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