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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2014-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | St. Louis | MO | 02/2014 | Present |
1. Babe Gantt Scholarship Inc; 327 S Fillmore Street Edwardsville IL 62025; Scholarship Fund; President; Chair Golf Tournament; affiliation started 07/01/2015; 72 hours per year; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-02 |
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