Michael Edward Loftus

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Loftus Financial
  Phoenix, AZ
• 01/2014 → 10/2017
  Regulus Advisors
  Kentwood, MI
• 01/2014 → 10/2017
  Regal Investment Advisor, Llc
  Kentwood, MI
• 02/2018 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2018-02-21 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2014-02-10 → 2017-10-03
  Regal Investment Advisors Llc
  Phoenix, AZ
  Kentwood, MI
• 2007-09-05 → 2013-12-17
  Woodbury Financial Services, Inc.
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

1. LOFTUS FINANCIAL, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 02/01/1987 ADDRESS: 4040 E. Camelback Rd, STE 151, PHOENIX AZ 85018, United States DESCRIPTION: Life insurance sales & service Group insurance/benefits sales & service Annuities(Fixed) Sales & service 2. CAMELBACK KIWANIS MEMORIAL FUND POSITION: BOARD OF DIRECTORS NATURE: CHARITY FOR EDUCATIONAL SCHOLARSHIPS INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2004 ADDRESS: 1721 E MOHAWK LANE, PHOENIX AZ 85024, United States DESCRIPTION: Reviewing potential students for possible scholarships. Discussing and implementing programs to better assist our community with educational needs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-15
• S63 Uniform Securities Agent State Law Examination
  1994-01-13