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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-03-21 |
| MO | RA | APPROVED | 2023-03-02 |
| GA | RA | APPROVED | 2021-07-27 |
| FL | RA | APPROVED | 2020-12-03 |
| IN | RA | APPROVED | 2012-06-14 |
| CA | RA | APPROVED | 2010-09-03 |
| MI | RA | APPROVED | 2010-03-10 |
| TX | RA | APPROVED_RES | 2006-09-22 |
| IL | RA | APPROVED | 2001-07-17 |
Branch Locations
1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States
520 Lake Cook Road Suite 270, Deerfield, IL 60015 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc. | New York | NY | 05/2001 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2001 | Present |
RENTAL PROPERTY, SPOUSE IS BUYING PROPERTIES FOR RENTAL. JOINTLY OWNED PROPERTIES, MANAGED BY SPOUSE, START 05.2014, 0 HRS PER MO. ACTING POA FOR MOTHER. ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUST FOR UNCLE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-10 |
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