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Current Employers
Russell Investments

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2012-04-23
WA RA APPROVED 2006-11-08
  • IN RA
    APPROVED
    Since 2012-04-23
  • WA RA
    APPROVED
    Since 2006-11-08

Branch Locations

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Waukesha, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell Investment Group Tacoma WA 11/2006 Present
  • 11/2006 → Present
    Russell Investment Group
    Tacoma, WA
Previous Registrations
  • 2005-01-01 → 2006-02-21
    Menomonee Falls, WI
  • 2001-05-01 → 2005-01-01
    Strong Capital Management Inc
    Menomonee Falls, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-17
S63 Uniform Securities Agent State Law Examination 1999-07-22
  • S65 Uniform Investment Adviser Law Examination
    2001-04-17
  • S63 Uniform Securities Agent State Law Examination
    1999-07-22

View on SEC IAPD

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