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Jeffrey Alan Mullen

Madison Park Capital Advisors, LLC

Seattle, WA

CRD 1705197

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Employer firm

Madison Park Capital Advisors, LLC CRD 172780

$295M regulatory AUM 14 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Madison Park Capital Advisors, Llc

701 Fifth Avenue Suite 4200, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
WA RA APPROVED 2014-11-24
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • WA RA
    APPROVED
    Since 2014-11-24

Branch Locations

701 Fifth Avenue Suite 4200, Seattle, WA 98104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Madison Park Capital Advisors, Llc Seattle WA 10/2014 Present
Previous Registrations
  • 2008-09-26 → 2014-11-24
    Seattle, WA
  • 2007-04-02 → 2008-10-06
    Morgan Stanley & Co. Llc
    Seattle, WA
  • 1991-12-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Seattle, WA
    Seattle, WA
Other Businesses

Vita Inclinata Technologies, Inc.; not investment-related; 5050 Osage Street #500, Denver, CO 80221; Nature of business: aerospace/industrial hardware; Start Date: May 2026; 10 hours per month; Position/Duties: Member of Board of Directors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-23
S63 Uniform Securities Agent State Law Examination 1987-08-25
  • S66 Uniform Combined State Law Examination
    2009-01-23
  • S63 Uniform Securities Agent State Law Examination
    1987-08-25
Other Names
  • Jeffrey Mullen

View on SEC IAPD

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