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701 Fifth Avenue Suite 4200, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-29 |
| WA | RA | APPROVED | 2016-03-18 |
Branch Locations
701 Fifth Avenue Suite 4200, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Madison Park Capital Advisors, Llc | Seattle | WA | 03/2016 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2016 | Present |
1) Madison Park Capital Advisors, LLC-Investment related-701 Fifth Ave, Ste. 4200, Seattle, WA 98104-RIA-Investment Advisor-3/4/2016-160 hrs/mth-100% during trading hrs-Provides planning, advice or analysis by making direct or indirect recommendations regarding securities or securities markets. 2) PKS Financial- Investment related-80 State Street-Insurance-Advisor-3/2016-5 hrs/mth-1 during trading hrs-Shares knowledge about insurance products with clients and when appropriate provide them.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-11 |
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