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Douglas Robert Augenthaler

Palumbo Wealth Management LLC

Great Neck, NY

CRD 1749808

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Employer firm

Palumbo Wealth Management LLC CRD 306548

$543M regulatory AUM 50 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Palumbo Wealth Management Llc

1010 Northern Boulevard Suite 310, Great Neck, NY 11021 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

1010 Northern Boulevard Suite 310, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Highbrace Advisors Llc Glen Head NY 01/2013 03/2020
Palumbo Wealth Management Llc Glen Head NY 02/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-02
  • S63 Uniform Securities Agent State Law Examination
    1996-12-02
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst

View on SEC IAPD

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