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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-09-02 |
| CA | RA | APPROVED | 2003-07-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lodi | CA | 07/2003 | Present |
(1) 2/22/2006 - NON-VARIABLE INSURANCE DBA - PHILLIPS FINANCIAL - SELLING OUTSIDE FIXED INSURANCE - DISABILITY, LONG TERM CARE, FIXED ANNUITIES, FIXED LIFE AND HEALTH. - TIME SPENT 10% - LODI, CA. (2) 12/17/2013 - CRUMP LIFE INSURANCE - NON-VARIABLE INSURANCE - AGENT/ FIELD UNDERWRITER FOR TERM LIFE, WHOLE LIFE, DISABILITY AND LONG TERM CARE INSURANCE - TIME SPENT 5% - LODI, CA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-20 |
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