Tracy Lynn Germano

Employer firm

Formidable Asset Management, LLC CRD 167555

$903M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 09/2022
  Wells Fargo Bank
  Sebastian, FL
• 09/2022 → Present
  Formidable Asset Management
  Cincinnati, OH

Previous Registrations

• 2013-03-28 → 2022-10-12
  Raymond James & Associates, Inc.
  Vero Beach, FL
• 2008-10-14 → 2013-03-25
  Wells Fargo Clearing Services, Llc
  Marlton, NJ
  Vero Beach, FL
  Orlando, FL
  Sebastian, FL

Other Businesses

Rental Properties: 1470 4th Ct, Vero Beach, FL 32090 Started: 12/2018 Nature of Business: Non Investment Related Position: Owner Hours: 1-2 per month during non-trading hours for paying bills and outside maintenance 1100 Ponce De Leon Circle, Unit N304, Vero Beach, FL 32960 Started: 12/2018 Nature of Business: Non Investment Related Position: Owner Hours: 1-2 per month during non-trading hours for paying bills and outside maintenance

Exams

• S66 Uniform Combined State Law Examination
  2008-10-13

Other Names

• Tracy Lynn Smith
• Tracy Lynn Smith