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Current Employers
Formidable Asset Management, Llc

221 E. 4Th Street Suite 2700, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-24
OH RA APPROVED 2022-10-07
  • FL RA
    APPROVED
    Since 2026-04-24
  • OH RA
    APPROVED
    Since 2022-10-07

Branch Locations

221 E. 4Th Street Suite 2700, Cincinnati, OH 45202 • United States

Vero Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Sebastian FL 12/2012 09/2022
Formidable Asset Management Cincinnati OH 09/2022 Present
  • 12/2012 → 09/2022
    Wells Fargo Bank
    Sebastian, FL
  • 09/2022 → Present
    Formidable Asset Management
    Cincinnati, OH
Previous Registrations
Other Businesses

Rental Properties: 1470 4th Ct, Vero Beach, FL 32090 Started: 12/2018 Nature of Business: Non Investment Related Position: Owner Hours: 1-2 per month during non-trading hours for paying bills and outside maintenance 1100 Ponce De Leon Circle, Unit N304, Vero Beach, FL 32960 Started: 12/2018 Nature of Business: Non Investment Related Position: Owner Hours: 1-2 per month during non-trading hours for paying bills and outside maintenance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-13
  • S66 Uniform Combined State Law Examination
    2008-10-13
Other Names
  • Tracy Lynn Smith
  • Tracy Lynn Smith

View on SEC IAPD

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