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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-19 |
| NJ | RA | APPROVED | 2011-11-10 |
Branch Locations
1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Shrewsbury | NJ | 04/2015 | Present |
BUSINESS NAME: MTD CAPITAL IS BUSINESS INVESTMENT-RELATED: BUSINESS NATURE: FACTORING BROKER BUSINESS POSITION, TITLE, OR RELATIONSHIP: PRESIDENT -START DATE OF RELATIONSHIP: 12/2006 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: ENSURE LEGAL DOCUMENTS ARE IN PLACE AND UP TO DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-24 |
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