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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-02-01 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
1525 West Wt Harris Blvd Bldg 3, 3Rd & 5Th Fls, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Charleston | WV | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charleston | WV | 11/2016 | 01/2019 |
| Wells Fargo Advisors Financial Network, Llc | Charlotte | NC | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-14 |
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