James B Bernard Daley

Current Employers

Employment History

• 08/1987 → Present
  Prudential Bache Securities
  Princeton, NJ
• 01/1995 → Present
  Ubs Financial Services Inc.
  Newtown, PA

Other Businesses

1. ROBERT AND KATHLEEN COCHRANE TRUST. INSURANACE TRUST. 9/19/06, TRUSTEE, 1 HOUR PER MONTH. 2. JJR RESTAURANT. /DUNELLEN, NJ 08812. NOT INVESTMENT RELATED./BUSINESS - RESTAURANT. TITLE - PRESIDENT./DATE - 09/01/2001. 8 HRS/MONTH.1 HR/DURING SECURITIES TRADING HRS./Duties: STRATEGIC PLANNING, PAY BILLS/ Partner 3) Name of Organization - Stew-Dogs, LLC120 N Washington AveDunellen, NJ 08812; Principal Business Activity - Part owner of D&H Mgt(already approved), D&H bought restaurant with real estate, and we split company into 2 legal entities. Responsibilities will be same as with D&H.; Duty - Part Owner; Compensation - No 4) Name of Organization - Lebanon Real Estate, LLC120 N Washington AveDunellen, NJ 08812; Principal Business Activity - Part owner of D&H Mgt(already approved), D&H bought restaurant with real estate, and we split company into 2 legal entities. Resposibilities will be same as with D&H; Duty -Part Owner; Compensation - No 5) Name of Business: CAMP FATIMA./ Address: PO BOX 654 HARRISON NEW JERSEY United States07029./ Investment Related: No./ Nature: Camp fatima provides free week long camps to special needs children and young adults./ Role: Member of Board of directors./ Duty: regular meetings with budgets, trust review and forward planning./ Start Date: 11/1/2023./ Time Required: No.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-12-31
• S63 Uniform Securities Agent State Law Examination
  1988-03-17

Other Names

• James B Daley
• James B Daley
• James Bernard Daley
• Jim Daley