James Wong

Current Employers

Employment History

• 12/2015 → 03/2018
  Pnc Investment Llc
  Eatontown, NJ
• 12/2015 → 03/2018
  Pnc Bank, N.A.
  Eatontown, NJ
• 03/2018 → Present
  Insight Advisors, Llc
  Newtown, PA

Previous Registrations

• 2016-02-05 → 2018-03-09
  Pnc Wealth Management Llc
  Eatontown, NJ
  Fair Haven, NJ
  Red Bank, NJ
  Lincroft, NJ
  Red Bank, NJ
  Aberdeen, NJ
• 2010-07-27 → 2015-08-24
  Td Ameritrade, Inc.
  Red Bank, NJ
• 2010-07-27 → 2015-08-24
  Td Ameritrade Investment Management, Llc
  Shrewsbury, NJ
• 2007-04-19 → 2008-10-21
  Mma Of The Carolinas Llc
  Keansburg, NJ
• 2005-12-16 → 2006-12-31
  World Investments, Llc
  Lincroft, NJ
  Holmdel, NJ

Other Businesses

INSURANCE LICENSE POSITION: NONE NATURE: INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/03/1996 ADDRESS: 8 FIELD POINT DRIVE, HOLMDEL NJ 07733 DESCRIPTION: NONE- HOLD MY LIFE/HEALTH INSURANCE LICENSE FOR 28 YEARS. COLLECT RESIDUALS FROM PAST BUSINESS BEFORE TDA THE ATLANTIC CLUB POSITION: TENNIS PRO NATURE: TENNIS(PRO)INSTRUCTOR- WEEKENDS ONLY WHEN NEEDED. THE ATLANTIC CLUB, MANASQUAN, NJ INVESTMENT RELATED: NO NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2008 ADDRESS: 1904 ATLANTIC AVE, MANASQUAN NJ 08736 DESCRIPTION: PROVIDE PRIVATE AND GROUP LESSONS TO INDIVIDUALS FOR TENNIS CRUMP LIFE INSURANCE, 4135 NORTH FRONT STREET, HARRISBURG, PA 17110, LIFE, LONG TERM CARE AND DISABILITY INSURANCE SALES AND MARKETING AGENT, NUMBER OF HOURS PER MONTH WILL VARY. SALES OF LIFE, LONG-TERM CARE AND DISABILITY INSURANCE TO PNC INVESTMENT CUSTOMERS, TO INCLUDE VARIABLE AND TRADITIONAL PRODUCTS. THERE IS AN AGREEMENT BETWEEN CRUMP AND PNC INSURANCE SERVICES, LLC.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-28
• S63 Uniform Securities Agent State Law Examination
  1986-08-18

Designations