John Gerard Carson

Employer firm

Northstar Asset Management Company, LLC CRD 328279

$660M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 05/2018
  Glenmede Trust Company
  Philadelphia, PA
• 05/2018 → 02/2024
  Northstar Asset Management, Llc
  Blue Bell, PA
• 02/2024 → Present
  Northstar Asset Management Company, Llc
  Blue Bell, PA

Previous Registrations

• 2019-12-10 → 2024-02-23
  Northstar Asset Management Llc
  Blue Bell, PA
• 2012-03-01 → 2013-04-02
  Oppenheimer & Co. Inc.
  Philadelphia, PA
• 2001-02-08 → 2012-01-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Philadelphia, PA
  Philadelphia, PA
  Philadelphia, PA

Other Businesses

Effective January 1, 2024, Mr. Carson serves as Independent Director the Federated Hermes Premier Municipal Income Board, a diversified closed-end management investment company. The other business location is 1001 Liberty Ave #2100, Pittsburgh, PA 15222. The approximate number of hours/month devoted to this other business is 6 hours. Of this monthly time devoted, approximately 1 hour is devoted to the other business during securities trading hours. Duties include mutual fund oversight.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-12-10
• S66 Uniform Combined State Law Examination
  2002-04-10
• S63 Uniform Securities Agent State Law Examination
  1988-01-14