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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
12800 Whitewater Drive Suite 100, Minnetonka, MN 55343 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. DAYTON FINANCIAL - DBA, 50 HRS PER WEEK, SELL SECURITIES. 2. NAME OF OTHER BUSINESS: DAYTON FAMILY LLC, INVESTMENT RELATED: NO, ADDRESS: 250 RUANN RD WAYZATA MN 55391, NATURE OF BUSINESS: REAL ESTATE OWNERSHIP AND RENTAL, POSITION/TITLE/RELATIONSHIP: MANAGER, START DATE: MARCH 2008, APPROX NUMBER OF HOURS PER MONTH: 4, BRIEF DESCRIPTION OF DUTIES: PROPERTY MANAGEMENT; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-11-19 |
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