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Thurston Springer Advisors CRD 299201
$3.68B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-01-01 |
| LA | RA | APPROVED | 2024-06-26 |
| TX | RA | APPROVED_RES | 2024-06-15 |
Branch Locations
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States
3401 Nw 63Rd Street Suite600, Oklahoma City, OK 73116 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T S Phillips Investments, Inc. | Oklahoma City | OK | 02/2012 | 06/2024 |
| Thurston Springer Financial | Indianapolis | IN | 06/2024 | Present |
Moran Wealth Management, LLC for tax purposes. DKM LLC for Health Insurance purposes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-09 |
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