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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2019-12-20 |
Branch Locations
250 Munoz Rivera Avenue, San Juan, PR 00918 • United States
San Juan, PR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Guaynabo | PR | 01/2003 | Present |
SDJ INVESTMENTS LLC / Puerto Rico / CALLE ARTURO RIVERA MUJICA C-1 GARDEN HILLS, SAN JUAN, PUERTO RICO 00966 / Limited Liability Company / Investments , Personal Holding Company / Invest the assets of the LLC account / invest the assets of the LLC / Manager of the LLC and Advisor of the Assets / Be in charge of the LLC decisions, manage the assets and ensure the best interest of the owner / Authority to Make Investment Decisions?: YES / The owner and member of the LLC is my sister Sylvia de Jesus / Start Date 1/16/2020 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-05 |
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