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Kovack Advisors, Inc. CRD 140808
$6.28B regulatory AUM 205 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2018-07-13 |
| PR | RA | APPROVED | 2018-03-19 |
Branch Locations
161 Ponce De Leon Suite 301, San Juan, PR 00917 • United States
3000 N University Drive Suite D, Coral Springs, FL 33065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 02/2015 | Present |
1) DBA: LEGACY FINANCIAL NETWORK, LLC. - 3000 N University Drive - Suite D - Coral Springs, FL 33065; INVESTMENTS; INVESTMENT RELATED; PRESIDENT; SALES; 50% OF TIME SPENT 2) DBA-LEGACY FINANCIAL NETWORK, LLC. - 161 PONCE DE LEON, SUITE 301, SAN JUAN, PR 00917; INVESTMENTS; INVESTMENT RELATED; PRESIDENT; SALES; 50% OF TIME SPENT 3) LEGACY FINANCIAL NETWORK - FIXED INSURANCE - 3000 N University Drive - Suite D - Coral Springs, FL 33065; FIXED LIFE INSURANCE AND FIXED ANNUITIES; NON INVESTMENT RELATED; PRESIDENT; SALES; 45% OF TIME SPENT 4) RIVERSIDE CHURCH - 957 ROCK ISLAND RD., NORTH LAUDERDALE, FL 33068; MEMBER OF THE RIVERSIDE CHURCH ADVISORY BOARD AND LEADER OF HOME GROUP OR BIBLE STUDY; BOARD MEMBER; EVALUATE THE OPINION ON ISSUES RELATING THE CHURCH AND ITS ROLE WITHIN THE COMMUNITY AND LEAD BIBLE STUDIES IN A SMALL GROUP SETTING; 5% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-16 |
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