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Osvaldo Cruz Cintron

Kovack Advisors, Inc.

San Juan, PR

CRD 1267949

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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2018-06-01
  • PR RA
    APPROVED
    Since 2018-06-01

Branch Locations

161 Ponce De Leon Suite 301, San Juan, PR 00917 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co Hato Rey PR 11/2015 03/2018
Mml Investors Services, Llc Hato Rey PR 01/2016 03/2018
Unemployed San Juan PR 04/2018 05/2018
Kovack Advisors, Inc. Fort Lauderdale FL 05/2018 Present
Kovack Securiites, Inc. Fort Lauderdal FL 05/2018 Present
  • 11/2015 → 03/2018
    Massachusetts Mutual Life Insurance Co
    Hato Rey, PR
  • 01/2016 → 03/2018
    Hato Rey, PR
  • 04/2018 → 05/2018
    Unemployed
    San Juan, PR
  • 05/2018 → Present
    Fort Lauderdale, FL
  • 05/2018 → Present
    Kovack Securiites, Inc.
    Fort Lauderdal, FL
Previous Registrations
  • 2016-02-22 → 2018-03-29
    San Juan, PR
    San Juan, PR
    San Juan, PR
  • 2011-09-16 → 2016-01-13
    Signator Investors, Inc.
    Guaynabo, PR
    San Juan, PR
    Ponce, PR
Other Businesses

1) DBA- STRATEGIC CAPITAL PARTNERS LLC, 161 PONCE DE LEON STE 301, SAN JUAN, PR 00916; FINICIAL PROFESSIONAL; FINANICIAL PLANNING; INVESTMENT RELATED BUSINESS; 30% OF TIME SPENT. 2) BLUE SKY FINANCIAL SERVICES, LLC - 463 INGENIERO FERNANDO CALDER STREET, SUITE 213, SAN JUAN, PR 00918; INVESTMENT RELATED; FIXED LIFE INSURANCE SALES; LIFE INSURANCE AGENT; START DATE 9/15/15; 20% OF TIME SPENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-15
  • S66 Uniform Combined State Law Examination
    2011-08-15
Other Names
  • Cintron Osvaldo Cruz
  • Osvaldo Cruzcintron
  • Osvaldo Cruz

View on SEC IAPD

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