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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-04-21
  • MD RA
    APPROVED
    Since 2016-04-21

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

101 E. Chesapeake Avenue Suite404, Towson, MD 21286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc. Towson MD 04/2016 Present
Kestra Advisory Services, Llc. Towson MD 04/2016 Present
Previous Registrations
  • 1998-03-20 → 2009-12-31
    Medallion Advisory Services, Llc
    Towson, MD
    Towson, MD
Other Businesses

Business Name: Lorraine Flowers, The Flowers Financial Group Investment Related: No Address: 101 E. Chesapeake Ave. Suite 404 Towson MD 21286 Nature of Business: Insurance Position, Title or Relationship: Owner - Life/Health Insurance Agent Start Date: 11/1/1987 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Analyze risk in a client's financial picture. Make recommendations about insurance products as appropriate. Place the business if the client chooses to do that.Business Name: The Flowers Financial Group Investment Related: Yes Address: 101 E. Chesapeake Ave. Suite 404 Towson MD 21286 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 3/1/1997 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial Planner - Investment Advisor - Registered RepBusiness Name: O'Connor & Dolan Inc. DBA The Flowers Financial Group Investment Related: Yes Address: 101 E. Chesapeake Ave. Suite 404 Towson MD 21286 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Owner and President Start Date: 12/2/1996 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I deposit my commissions into the C Corp and then run the business, pay bills, pay employees etc. through the C corp.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-04
  • S63 Uniform Securities Agent State Law Examination
    1994-02-04
Designations
Other Names
  • Lorraine Ann Thiess

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