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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-01-13 |
Branch Locations
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-01-13 |
Branch Locations
One Financial Plaza 501 North Broadway, St. Louis, MO 63102 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.A. Glynn Investments Llc | Saint Louis | MO | 01/2007 | 03/2021 |
| Stifel Nicolaus & Co Inc | St. Louis | MO | 01/2022 | Present |
| Unemployed | Farmington | MO | 03/2021 | 01/2022 |
| Stifel Independent Advisors, Llc | St. Louis | MO | 01/2022 | Present |
1. Black River Resort LLC; 806 St Albans Drive, Farmington, MO 63640; Own and manage real estate; Owner; Registered manager; 05/03/2022; 10 Hours per Month; Not During Securities Trading Hours; Investment-Related. 2. St Francois County Republican Central Committee; 1825 Minda Rae Ct Bonne Terre MO 63628; Political Party; Committeeman; attend meetings and represent my township; 09/01/2024; 1 hr/month; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-01 |
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