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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2018-09-24 |
| OH | RA | APPROVED | 2017-10-02 |
Branch Locations
5016 Chilhowee Mountain Trail, Maryville, TN 37803 • United States
3680 S. Dixie Highway, Lima, OH 45804 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed-Dicke Financial Co-Mutual | Lima | OH | 06/1986 | 10/2017 |
| National Planning Corporation | Lima | OH | 02/1999 | 10/2017 |
| Sigma Financial Corporation | Ann Arbor | MI | 10/2017 | Present |
| Spc | Ann Arbor | MI | 10/2017 | Present |
Own a small 6 acres farm property and receives rent from local farmer for grain farming. Start date: 1/1/17. 0 time spent on activity. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-06-29 |
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