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Michael Brian Hollenbach

LPl Financial LLC

Maryville, TN

CRD 3159336

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21

Branch Locations

1002 E. Lamar Alexander Pkwy, Maryville, TN 37804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Brokerage, Inc. Maryville TN 05/2005 Present
Ftb Advisors, Inc. Maryville TN 10/2013 Present
Lpl Financial Llc Maryville TN 08/2025 Present
  • 05/2005 → Present
    First Tennessee Brokerage, Inc.
    Maryville, TN
  • 10/2013 → Present
    Ftb Advisors, Inc.
    Maryville, TN
  • 08/2025 → Present
    Maryville, TN
Previous Registrations
  • 2005-05-11 → 2025-08-21
    First Horizon Advisors, Inc.
    Maryville, TN
    Maryville, TN
    Maryville, TN
  • 2008-09-03 → 2013-10-10
    Ftb Advisors, Inc.
    Memphis, TN
  • 2002-03-22 → 2005-04-18
    Garner, NC
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 08/04/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-04-02
S63 Uniform Securities Agent State Law Examination 1999-01-19
  • S65 Uniform Investment Adviser Law Examination
    2001-04-02
  • S63 Uniform Securities Agent State Law Examination
    1999-01-19
Designations
  • Certified Financial Planner
Other Names
  • Mike Hollenbach
  • Michael B Hollenbach

View on SEC IAPD

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