Hoy Carter Grimm

Current Employers

Leconte Wealth Management, Llc

333 East Broadway Ave 4Th Floor, Maryville, TN 37804 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2013-08-12

TN RA
APPROVED

Since 2013-08-12

Branch Locations

333 East Broadway Ave 4Th Floor, Maryville, TN 37804 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Leconte Wealth Management, Llc	Alcoa	TN	03/2007	Present

03/2007 → Present

Leconte Wealth Management, Llc

Alcoa, TN

Previous Registrations

2007-03-22 → 2013-09-11

Commonwealth Financial Network

Maryville, TN
2002-09-25 → 2007-03-27

Truist Investment Services, Inc.

Knoxville, TN

Alcoa, TN

Alcoa, TN

Knoxville, TN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-19
S63	Uniform Securities Agent State Law Examination	1993-08-24

S66 Uniform Combined State Law Examination

2002-09-19
S63 Uniform Securities Agent State Law Examination

1993-08-24

View on SEC IAPD

Current Employers

Leconte Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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