Michael Joseph Sosa

Current Employers

Employment History

• 08/2004 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 01/2004 → Present
  Premier Financial Group
  Jackson, NJ
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 01/2004 → Present
  Dba Premier Financial Investment Group
  Jackson, NJ
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-08-03 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Lynnfield, MA
  Jackson, NJ
  Greenville, SC
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 2004; APX NUMBER OF HOURS PER WEEK: 2 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, AND FINAL EXPENSES. 2) NAME OF OTHER BUSINESS: DBA PREMIER FINANCIAL INVESTMENT GROUP, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2004; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2-4 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES, INSURANCE, AND TAX SERVICE BUSINESS. 3) NAME OF OTHER BUSINESS: FELICIAN SISTERS SCHOOL FOR EXCEPTIONAL CHILDREN INVESTMENT RELATED: NO ADDRESS: 262 MAIN ST LODI NJ 07644 NATURE OF BUSINESS: NON PROFIT START DATE: 10/2012 POSITION/TITLE/RELATIONSHIP: CHAIRMAN OF INVESTMENT COMMITTEE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: INVESTMENT STRATEGIES AND ASSET ALLOCATION; 4) NAME OF OTHER BUSINESS: IEEE JERSEY COAST SECTION; INVESTMENT RELATED: NO; ADDRESS: 445 HOES LANE, PISCATAWAY, NY 08854; NATURE OF BUSINESS: PROFESSIONAL ASSOCIATION; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RECORD THE MINUTES OF THE BOARD MEETINGS; 5) NAME OF OTHER BUSINESS: ST. ALOYSIUS CHURCH; INVESTMENT RELATED: NO; ADDRESS: 935 BENNETTS MILLS RD, JACKSON, NJ 08527; NATURE OF BUSINESS: CHURCH FINANCE COMMITTEE; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: REVIEW FINANCIAL INFORMATION & PROVIDE RECOMMENDATION IF APPLICABLE;

Exams

• S66 Uniform Combined State Law Examination
  2002-06-17

Other Names

• Michael Joseph Sosa