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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-05
NJ RA APPROVED 2013-03-21
  • TX RA
    APPROVED_RES
    Since 2022-07-05
  • NJ RA
    APPROVED
    Since 2013-03-21

Branch Locations

1943 Oak Tree Rd, Edison, NJ 08820 • United States

324 Route 72 W, Manahawkin, NJ 08050 • United States

139 Manhattan Street, Jackson, NJ 08527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc St Petrsburgh FL 03/2013 Present
Raymond James Financial Services Advisors Inc. Jackson NJ 03/2013 Present
Fulton Financial Advisors Lancaster PA 03/2013 10/2019
As Wealth Tax Professionals Bayville NJ 03/2013 Present
Fulton Financial Corporation Jackson NJ 03/2013 Present
Fulton Bank Jackson NJ 03/2013 Present
Fulton Financial Advisors Jackson NJ 10/2019 Present
  • 03/2013 → Present
    Raymond James Financial Services,Inc
    St Petrsburgh, FL
  • 03/2013 → Present
    Jackson, NJ
  • 03/2013 → 10/2019
    Fulton Financial Advisors
    Lancaster, PA
  • 03/2013 → Present
    As Wealth Tax Professionals
    Bayville, NJ
  • 03/2013 → Present
    Fulton Financial Corporation
    Jackson, NJ
  • 03/2013 → Present
    Fulton Bank
    Jackson, NJ
  • 10/2019 → Present
    Fulton Financial Advisors
    Jackson, NJ
Previous Registrations
  • 2010-02-23 → 2013-03-15
    Bayville, NJ
    Bayville, NJ
    Morristown, NJ
  • 2006-04-17 → 2010-02-17
    Td Wealth Management Services Inc.
    Toms River, NJ
  • 2004-10-20 → 2006-04-17
    Banc Of America Investment Services, Inc.
    Brick, NJ
    Brick, NJ
  • 2003-04-08 → 2004-10-20
    Quick & Reilly, Inc.
    Brick, NJ
  • 2002-06-03 → 2003-04-03
    Morgan Stanley Dw Inc.
    Toms River, NJ
Other Businesses

(1)Name of Business: Address: 43 Butternut Lane, Bayville, NJ, 08721, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 06/05/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I wrote, and will market the book. (2)Name of Business: ASWealth Tax Professionals Address: 43 Butternut Lane, Bayville, NJ, 08721, United States Activity Type: Tax Preparation Position/Title: Other Investment Related: No Start Date: 03/04/2013 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: EA Enrolled Agent - Tax Preparer (3)Name of Business: Fulton Financial Advisors Address: 139 Manhattan St, Jackson, NJ, 08527, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 10/09/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-22
  • S66 Uniform Combined State Law Examination
    2002-04-22

View on SEC IAPD

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