Allison Anne Nathe

Current Employers

Employment History

• 02/2014 → 03/2018
  Solomon Financial Group
  Wenatchee, WA
• 03/2015 → 03/2018
  Global Financial Private Capital, Llc
  Sarasota, FL
• 03/2018 → Present
  Cordell, Neher & Company, Pllc
  Wenatchee, WA
• 03/2018 → 10/2019
  1St Global Advisors, Inc.
  Wenatchee, WA
• 03/2018 → 10/2019
  1St Global Capital, Corp.
  Wenathcee, WA
• 03/2018 → 09/2025
  Avantax Investment Services, Inc.
  Wenatchee, WA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Wenatchee, WA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Wenatchee, WA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Wenatchee, WA
• 2018-03-07 → 2019-10-25
  1St Global Advisors Inc
  Wenatchee, WA
• 2015-03-31 → 2018-04-02
  Global Financial Private Capital, Inc.
  Wenatchee, WA
  Sarasota, FL
• 2013-07-31 → 2013-10-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bellevue, WA
• 2010-02-10 → 2012-12-03
  Raymond James Financial Services Advisors, Inc
  Seattle, WA
• 2006-06-15 → 2010-02-17
  Ubs Financial Services Inc.
  Seattle, WA
• 2000-06-12 → 2006-06-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA
  Seattle, WA

Other Businesses

1) CNC FINANCIAL GROUP, LLC POSITION: Wealth Management Assistant NATURE: Provide support to Financial Advisors including paperwork generation, client service and reporting. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 03/01/2018 ADDRESS: 175 E Penny Road, Wenatchee WA 98801, United States DESCRIPTION: Provide support to Financial Advisors including paperwork generation, client service and reporting. 2) CORDELL, NEHER & COMPANY, PLLC POSITION: Wealth Management Assistant NATURE: I assist Financial Professionals with servicing our client's. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/01/2018 ADDRESS: 175 E. Penny Road, Suite 1, Wenatchee WA 98801, United States DESCRIPTION: My duties include account opening, account maintenance, client service and entering trades.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-06-01
• S65 Uniform Investment Adviser Law Examination
  2000-05-24

Other Names

• Allison Anne Nathe
• Allison A Mathe
• Allison Anne Nathe
• Allison Nathe