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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-03-27 |
| WA | RA | APPROVED | 2022-11-15 |
Branch Locations
25 N Wenatchee Avenue Suite 220B-5, Wenatchee, WA 98801 • United States
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
5535 Currituck Drive, Suite 110, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group, Inc | Wilmington | NC | 07/2014 | 10/2016 |
| Irongate Partners, Inc. | Wilmington | NC | 07/2014 | 09/2022 |
| Hightower Securities, Llc | Wilmington | NC | 10/2016 | 09/2022 |
| Hightower Advisors, Llc | Wilmington | NC | 10/2016 | 09/2022 |
| Capfinancial Securities Llc | Raleigh | NC | 10/2022 | Present |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 10/2022 | Present |
1. BRIAR TAC FAMILY, LLC. MEMBER WILMINGTON, NC. MEMBER OF FAMILY REAL ESTATE COMPANY NOT INVESTMENT RELATED. STARTED 01/2016. No HRS DURING NORMAL TRADING HRS. 2. BACK EAST DEVELOPMENT LLC WRIGHTSVILLE BEACH, NC 28480 COMPANY HOLDS RENTAL PROPERTIES, NOT INVESTMENT RELATED. STARTED 02/21. LESS THAN 1HR/WK DURING NORMAL TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-30 |
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