Roger Wesley Vanpelt

Current Employers

Employment History

• 01/2004 → Present
  Cetera Advisors Llc
  El Segundo, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2004 → 03/2024
  Cetera Advisors
  St Cloud, MN

Previous Registrations

• 2000-03-03 → 2007-08-31
  Tyler Wealth Counselors, Inc.
  West Chester, PA
• 1999-12-14 → 2004-01-01
  Ifg Advisory Services Inc
  West Chester, PA

Other Businesses

1. NAME OF OTHER BUSINESS: VAN PELT WEALTH ADVISORS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2005; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2023; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANNUITIES AND LONG-TERM CARE;

Exams

• S65 Uniform Investment Adviser Law Examination
  1990-07-17
• S63 Uniform Securities Agent State Law Examination
  1987-12-10