James Witner

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 05/2019
  West Chester University
  West Chester, PA
• 08/2017 → 09/2018
  Psecu
  West Chester, PA
• 05/2018 → 01/2021
  Rosenzweig & Associates Dba Rz Wealth
  Wayne, PA
• 01/2020 → 06/2024
  Diversified, Llc
  Wilmington, DE
• 06/2024 → 04/2025
  Diversified Enterprises, Llc Dba Diversified, Llc
  Wayne, PA
• 04/2025 → Present
  Van Pelt Wealth Advisors
  Pipersville, PA
• 04/2025 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 01/2026 → Present
  Cetera Investment Advisor Llc
  Schaumburg, IL

Previous Registrations

• 2024-08-05 → 2025-08-12
  Diversified, Llc
  Wilmington, DE
  East Boston, MA
  Wayne, PA
• 2021-01-05 → 2024-11-04
  Diversified, Llc
  Wilmington, DE
  Wayne, PA
  East Boston, MA
  Wilmington, DE
• 2020-11-23 → 2021-01-05
  Rz Wealth
  Wayne, PA

Other Businesses

1. NAME OF OTHER BUSINESS: VAN PELT WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: INVESTMENT RESEARCH AND OPERATIONS

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-03