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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-12-09 |
| TX | RA | APPROVED | 2021-12-08 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Wealth Management | Tulsa | OK | 06/2015 | 08/2017 |
| Happy State Bank | Amarillo | TX | 11/2017 | 08/2020 |
| Valic Financial Advisors, Inc. | Plano | TX | 10/2020 | 11/2021 |
| The Vanguard Group, Inc. | Malvern | PA | 11/2021 | 05/2022 |
| The Vanguard Group, Inc. | Plano | TX | 05/2022 | 07/2023 |
| The Vanguard Group, Inc. | Malvern | PA | 07/2023 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-02 |
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