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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-07-02 |
Branch Locations
4 Campus Dr Suite 100, Parsippany, NJ 07054 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Macro Consutling Group Llc | Parsippany | NJ | 03/2007 | 06/2021 |
| Lpl Financial | Parsippany | NJ | 11/2012 | 01/2018 |
| Mutual Securities, Inc. | Camarillo | CA | 01/2018 | 06/2021 |
| Lpl Financial Llc | Parsippany | NJ | 06/2021 | 06/2025 |
| Wealth Enhancement Group | Parsippany | NJ | 07/2021 | Present |
| Wealth Enhancement Advisory Services, Llc | Parsippany | NJ | 07/2021 | Present |
| Wealth Enhancement Brokerage Services | Parsippany | NJ | 07/2021 | Present |
1. 7/13/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - FINANCIAL ADVISOR - Start Date: 7/1/2021 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information abo6t its address, the nature of its business, its owners, and its services at http://www.advisernfo.sec.gov/IAPD. 2. Wealth Enhancement Group - Non-Investment Related - Parsippany, NJ - Fixed Insurance - Senior Vice President - Start Date: 10/2025 - 2 Hours Spent Per Month, 1 Hour Spent During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-06 |
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