Eric Joseph Werblow

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2023-12-20
VI	RA	APPROVED	2014-11-07

RI RA
APPROVED

Since 2023-12-20
VI RA
APPROVED

Since 2014-11-07

Branch Locations

80 Washington Street Building J, Norwell, MA 02061 • United States

Newport, RI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Norwell	MA	03/2008	Present
City National Bank	Norwell	MA	05/2019	Present

03/2008 → Present

Rbc Capital Markets, Llc

Norwell, MA
05/2019 → Present

City National Bank

Norwell, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-10-20
S63	Uniform Securities Agent State Law Examination	1987-10-05

S65 Uniform Investment Adviser Law Examination

1992-10-20
S63 Uniform Securities Agent State Law Examination

1987-10-05

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

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