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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-01-06 |
Branch Locations
167 Washington St Ste 42B, Norwell, MA 02061 • United States
Norwell, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Waltham | MA | 05/2008 | 03/2017 |
| Mml Investors Services, Llc | Wellesley | MA | 03/2017 | 08/2019 |
| Lpl Financial | Rockland | MA | 08/2019 | 01/2023 |
| Integrated Wealth Concepts, Llc | Waltham | MA | 08/2019 | 01/2023 |
| Ameriprise Financial Services | Hingham | MA | 01/2023 | 01/2023 |
| Ameriprise Financial Services, Llc | Hingham | MA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Hingham | MA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-13 |
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