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James F Pierotti

Flagship Harbor Advisors, LLC

Norwell, MA

Boston, MA

Whitman, MA

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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-11-05
  • MA RA
    APPROVED
    Since 2014-11-05

Branch Locations

167 Washington Street, Norwell, MA 02061 • United States

346 Commercial Street, Boston, MA 02109 • United States

570 Washington Street, Whitman, MA 02382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Norwell MA 10/2014 Present
Flagship Harbor Advisors, Llc Norwell MA 10/2014 Present
Previous Registrations
  • 2009-07-20 → 2014-10-08
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Bridgewater, MA
    Brockton, MA
    Raynham, MA
  • 2009-06-01 → 2009-07-08
    Morgan Stanley
    Norwell, MA
  • 2007-06-12 → 2009-06-01
    Morgan Stanley & Co. Llc
    Norwell, MA
  • 2005-09-02 → 2007-05-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hingham, MA
    Hyannis, MA
    Hyannis, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-01
  • S66 Uniform Combined State Law Examination
    2005-09-01
Other Names
  • James Francis Pierotti

View on SEC IAPD

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Other Offices

ESSENTIAL ASSET MANAGEMENT, LLC · NORWELL, MA
BAY COLONY ADVISORS · NORWELL, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Norwell, MA
LPL FINANCIAL LLC · NORWELL, MA
GORMAN FINANCIAL MANAGEMENT · NORWELL, MA
DIVERSIFIED FINANCIAL MANAGEMENT · NORWELL, MA
RBC CAPITAL MARKETS, LLC · NORWELL, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Norwell, MA

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